Disclaimer

IMPORTANT INFORMATION

Information for All Investors

You must read the following information before proceeding. It explains certain legal and regulatory restrictions which apply to the information contained, and an investment in the products referred to, in this website. It also contains important information on the data privacy policy (“Data Privacy Notice”) of Tokio Marine Asset Management (London) Limited' (“Tokio Marine AM London”). When you have read the information set out below and accept it, please click on the "Accept” link at the bottom of the page to acknowledge that you have read the information and to continue.  

The information in this website is issued and approved by Tokio Marine AM London which is authorised and regulated in the United Kingdom by the Financial Conduct Authority (“FCA”), FRN 487699, registered office 20 Fenchurch Street, London, EC3M  3BY, United Kingdom.

This website provides information about Tokio Marine AM London investment products aimed at institutional investors only and does not constitute investment advice. The information contained in this website is not intended to be distributed or passed on, directly or indirectly, to any other class of persons and no other person should rely or act upon it. If you have any doubt about any of the information in this website, please consult your financial advisor.

This website does not constitute an invitation or an offer to make an investment in the products referred to in this website, nor constitute any recommendation regarding any securities, investment funds or any other types of investment products. Nothing in this website constitutes accounting, legal, regulatory, tax or other advice.  Any decision to invest in the products promoted in this website must be made on the basis of independent analyses of your investment and financial situation and objectives.

The distribution of the investment product information in this website in certain jurisdictions may be restricted by law and therefore persons into whose possession of the investment product information in this website comes should inform themselves about and observe any such restrictions.  Any such distribution could result in a violation of the law of such jurisdictions.

The performance data provided in the website does not take account of the commissions and costs incurred on the issue and redemption of funds. Any simulated performance data and/or past performance data is not a reliable indicator of future performance. You should not assume that the future performance of any specific investment, investment strategy, or product will be profitable or equal to past or current performance level. Returns may increase or decrease as a result of currency fluctuations. You should be prepared to bear risk of loss as the value of investments can go down as well as up and you may not get back what you invested.

Different types of investments involve varying degrees of risk and there can be no assurance that any specific investment or investment strategy will either be suitable or profitable for your investment portfolio. We cannot assure that your investment objectives will be realised.

Tokio Marine AM London and the parties involved with the investment products referred to in this website accept no liability for any damages whatsoever arising from action taken on the basis of the contents of this website, and no claims can be made based on the content provided therein. It makes no guarantee for the accuracy, reliability, currency and completeness of the information provided herein. The content of this website is subject to change without notice.

You may not copy, reproduce, recompile, decompile, disassemble, distribute, publish, display, modify, upload, transmit, or in any way exploit any part of the website.

You must ensure you comply with the disclaimers and promotional restrictions in the website.

Your Data

Please read the Data Privacy Notice of Tokio Marine AM London to understand how Tokio Marine AM London will treat your personal information when you use our site. 

Link to the Tokio Marine AM London Data Privacy Notice:

 http://www.tokiomarineam.co.uk/disclaimer/privacy-policy.aspx

Tokio Marine AM London uses Cookies to administrate of this website and to improve the website's usability and for marketing purposes. To refuse the use of Cookies, change your settings or for more information, please click on the following link:

 http://www.tokiomarineam.co.uk/disclaimer/cookies.aspx

By clicking on the "Accept" link below you consent to the use of your personal information in the manner set out in this Data Privacy Notice and Cookies. If you have any concerns regarding this notice, please contact us.

Additional Information for Investors in the UK and Rest of Europe

This website constitutes a financial promotion for the purposes of the Financial Services and Markets Act 2000 (as amended) (“Act”) and the rules of the FCA in the United Kingdom.

This website is communicated by Tokio Marine AM London, which is authorised and regulated in the United Kingdom by the FCA. It is directed only at (a) investment professionals falling within article 19 of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005, (as amended) (the “Order”) and (b) certain high net worth companies within the meaning of article 49 of the Order.

Should you not fall within the relevant categories, you should not proceed. However, it is possible that such persons may fall within other exemptions. Please contact Tokio Marine AM London to discuss further. Potential investors who are uncertain of their status should refer to the relevant articles of the Order.  

Additional Information for US Citizens / Resident

This website is reserved exclusively for non-US persons and should not be accessed by any person in the United States. This website does not include any offer of investment products or services to any US persons.

Promotion of Tokio Marine Funds Plc (“UCITS Fund”)

Tokio Marine Funds Plc (the “Fund”)  is authorised by the Central Bank of Ireland as an open-ended umbrella investment company with variable capital and segregated liability between Funds, established as an undertaking for collective investment in transferable securities pursuant to the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations 2011.

Any decision to subscribe for interests in the Fund must be made solely on the basis of information contained in the Key Investor Information Document (KIID), the Prospectus, and recent financial statements (“Legal Offering Documents”) of the Fund and with independent analyses of your investment and financial situation and objectives.

The latest Legal Offering Documents are available at Tokio Marine AM London.

Tokio Marine Funds plc - Tokio Marine Japanese Equity Focus Fund (“Focus Fund”)

  1. 1.    Information for investors in the EEA:

The Focus Fund is currently registered for sale in Austria, Finland, France, Germany, Italy, Luxembourg, Spain, and the UK. Some share classes may not be available for public sale in all jurisdictions, and some additional restrictions may apply.

In other markets where the Focus Fund’s shares are not currently registered for public sale, this website does not constitute and should not be construed as a public offering, and the Focus Fund’s shares may not be distributed by way of public offering in these jurisdictions.

The Focus Fund's shares may only be offered and the Legal Offering Documents and marketing materials of the Focus Fund may only be distributed in these jurisdictions without public solicitation and in compliance with the private placement rules set forth in the laws, rules and regulations of the jurisdiction concerned.

2. Information for German investors:

The Information Agent in Germany is ACOLIN Europe GmbH, with registered office at Reichenaustraße 11a-c, 78467 Konstanz.

The basic documents of the Focus Fund, including the prospectus (in English) and the KIIDs (in German), may be obtained free of charge at the registered office of the German Information Agent.

3. Information for Swiss investors: 

In Switzerland, the representative is ACOLIN Fund Services AG, Affolternstrasse 56, CH-8050 Zurich, whilst the paying agent is NPB Neue Privat Bank AG, located at Limmatquai 1 / am Bellevue, P.O.Box, CH-8024 Zurich. The prospectus, the Key Investor Information Documents, the articles of association as well as the annual and semi-annual reports may be obtained free of charge from the representative. In respect of the units distributed in or from Switzerland, the place of performance and jurisdiction is at the registered office of the representative.

4. Information for investors in Latin America:

[Spanish] El uso de esta documentación es exclusivamente con propósitos de información general. La información y documentación no constituyen y no debe ser interpretadas como una oferta pública. La inversión en valores implica un riesgo de pérdida que los clientes deben estar preparados para soportar. Los diferentes tipos de inversiones implican diferentes grados de riesgo y no podemos asegurar que una determinada inversión o estrategia de inversión sea adecuada o útil para la cartera de inversiones de un cliente. La rentabilidad pasada no es indicativa de resultados futuros. El cliente no debe asumir que el rendimiento futuro de cualquier inversión o estrategia de inversión tendrá los mismos resultados que sus rendimientos pasados  o actuales. No podemos asegurar la obtención de los objetivos de inversión del cliente.

4.1 Information for Chilean investors:

The offer of the securities mentioned in this presentation is subject to General Rule No. 336 issued by the Superintendence of Securities and Insurance of Chile (Superintendencia de Valores y Seguros) (“SVS”). The subject matter of this offer are securities not registered with the Securities Registry (Registro de Valores) of the SVS, nor with the Foreign Securities Registry (Registro de Valores Extranjeros) of the SVS; therefore, such securities are not subject to the supervision of the SVS. Since the securities are not registered in Chile, there is no obligation of the issuer to make publicly available information about the securities in Chile. The securities shall not be subject to public offering in Chile unless registered with the relevant securities registry of the SVS.”

La oferta de los instrumentos mencionados en esta presentación se acoge a la Norma de Carácter General No.336 de la Superintendencia de Valores y Seguros (“SVS”). Los valores que se ofrecen no están inscritos bajo la Ley de Mercado de Valores en el Registro de Valores o en el Registro de Valores Extranjeros que lleva la SVS, por lo que tales valores no están sujetos a la fiscalización de ésta. Por tratarse de valores no inscritos, no existe obligación por parte del emisor de entregar en Chile información pública respecto de estos valores. Los valores no podrán ser objeto de oferta pública en Chile mientras no sean inscritos en el registro de valores correspondiente.

4.2 Information for Peruvian investors:

The placement of Interests has not been registered nor authorized by the Peruvian Superintendence of Securities Market (“Superintendencia del Mercado de Valores”) and not public offering is being made in Peru. Accordingly, the Interests offered hereunder may not be marketed and offered for sale in Peru, other than under circumstances which are deemed not to be a public offer in accordance with the Peruvian legislation.

This document may not be available nor may the Interests otherwise be offered or sold in Peru other than to investors who: (i) qualify as Institutional Investors according to the Peruvian Institutional Investors Market Regulation enacted by Resolution SMV N° 021- 2013-SMV/01, and (ii) have provided written confirmation of such qualification to Tokio Marine AM London.

This document is for the recipient only and may not in any way be forwarded to any other person or entity in Peru.

4.3 Information for Mexican investors:

The Focus Fund has not and will not be registered with the National Registry of Securities maintained by the National Banking and Securities Commission and may not be publicly offered in Mexico.  However, the Focus Fund may be offered to institutional or qualified investors pursuant to the private offering exceptions provided in the Securities Market Law.

5. Information for Israeli investors:

Pursuant to Section 3(A2) (2) of the investment Consulting Law in Israel, neither the marketer or Tokio Marine AM London do not hold a license and are not insured pursuant to the requirements of the Investment Consulting Law.

Tokio Marine Funds plc - Tokio Marine Asia ex Japan Equity Select Fund (“Asia Select”)

1. Information for investors in the EEA:

The Asia Select is currently registered for sale in the UK. Some share classes may not be available for public sale in all jurisdictions, and some additional restrictions may apply.

In other markets where the Asia Select’s shares are not currently registered for public sale, this website does not constitute and should not be construed as a public offering, and the Asia Select’s shares may not be distributed by way of public offering in these jurisdictions.

The Asia Select's shares may only be offered and the Legal Offering Documents and marketing materials of the Asia Select may only be distributed in these jurisdictions without public solicitation and in compliance with the private placement rules set forth in the laws, rules and regulations of the jurisdiction concerned.

2. Information for Swiss investors: 

The Asia Select is not registered with the FINMA as a foreign collective investment scheme for the purposes of the Swiss Collective Investment Schemes Act (the "CISA").    

Tokio Marine Japanese Equity GARP Fund (“GARP”)

Tokio Marine Japanese Equity Small Cap Fund (“Japan SC”)

Tokio Marine Asia ex-Japan Small and Mid Select Fund (“Asia SM”)

1. Information for investors in the EEA:

The GARP, Japan SC, and Asia SM (collectively “Funds”)  are not currently registered for public sale, and this website does not constitute and should not be construed as a public offering. The Funds’ shares may not be offered or distributed by way of public advertisement or public offer. The Funds’ shares may only be offered and the Legal Offering Documents and marketing of the Funds may only be distributed without public solicitation and in compliance with the private placement rules set forth in the laws, rules and regulations of the jurisdiction concerned.

2. Information for Swiss investors: 

The Funds are not registered with the FINMA as a foreign collective investment scheme for the purposes of the Swiss Collective Investment Schemes Act (the "CISA").

3. Information for UK investors:

The Funds are unregulated collective investment schemes within the meaning of Section 235 of the Financial Services & Markets Act 2000 ("Act"), thus it is not regulated by the FCA. The Distributor, Tokio Marine AM London, authorised and regulated in the UK by the FCA, is restricted by Section 21 and by Section 238 of the Act respectively and can only promote the Funds to certain categories of person.

This website is directed only at (a) “investment professionals” falling within Article 14 of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes)(Exemptions)  Order 2001,(as amended) (the “Order”) and (b) certain “high net worth companies” within the meaning of Article 22 of the Order.

This website is therefore being communicated on the basis that it is exempt from the restriction on the promotion of unregulated schemes and its contents have therefore not been approved by an authorised person within the meaning of the Act.  This is on the grounds that this website is being made to ‘investment professionals’ and ‘high net worth companies’ only as specified above and that these persons being persons having professional experience in matters relating to investments or persons to whom it may lawfully be promoted.

Promotion of Tokio Marine Fund (“TMF SIF”) - Tokio Marine Asia Ex Japan Equity Fund

Tokio Marine Fund (the “TMF SIF”) is organised as an umbrella fund (“Fonds Commun de Placement – FIS – Fonds d’Investissement Spécialisé”) under the Luxembourg Law of 13th February, 20017 relating to specialised investment funds (the “SIF Law”) and as an alternative investment fund (“AIF”) under the law of 12th July 2013 on alternative investment fund manager (the “AIFM Law”) 

This website is intended for eligible investors for the purpose of SIF Law of 2007 only.

 

Information for UK investors:

The TMF SIF is unregulated collective investment schemes within the meaning of Section 235 of the Financial Services & Markets Act 2000 ("Act"), thus it is not regulated by the FCA. The Distributor, Tokio Marine AM London , authorised and regulated in the UK by the FCA, is restricted by Section 21 and by Section 238 of the Act respectively and can only promote the TMF SIF to certain categories of person.

This website is directed only at (a) “investment professionals” falling within Article 14 of the Order and (b) certain “high net worth companies” within the meaning of Article 22 of the Order.

This website is therefore being communicated on the basis that it is exempt from the restriction on the promotion of unregulated schemes and its contents have therefore not been approved by an authorised person within the meaning of the Act.  This is on the grounds that this website is being made to ‘investment professionals’ and ‘high net worth companies’ only as specified above and that these persons being persons having professional experience in matters relating to investments or persons to whom it may lawfully be promoted.